Pending FINRA Broker Dealer and Registered Investment Adviser

About Us

Vault Capital Inc. (“Vault”), collectively with its newly registering broker-dealer (BD) and SEC registered investment adviser (RIA), is positioned to operate as a USA based investment holding company. Vault, managed by a team of Wall Street brokers and advisors, plans to participate in the following BD business lines: retailing corporate securities over the counter; non-exchange member effecting transactions in listed securities through exchange member; selling corporate debt securities; underwriter or selling group participant (corporate securities other than mutual funds); mutual fund retailer; private placement of securities; on-line trading/electronic trading; and mergers and acquisitions. These planned business lines will allow Vault to engage customers in investment banking, capital market transactions and IPOs, in addition to traditional wealth and portfolio management strategies, fixed income and asset protection strategies, with a mission to help retail and institutional clients and prospective clients as a full-service broker-dealer and RIA. As Vault undergoes BD regulatory approvals, it will offer select private placement services and RIA services to clients.

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